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Bokuan Li
bfa5aee60e Added the holomorphic functional calculus.
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Bokuan Li
73951c9d4c Fixed typo with 1/2pi i. 2026-05-31 20:00:40 -04:00
Bokuan Li
85e73baf76 Added citation. 2026-05-31 19:30:12 -04:00
Bokuan Li
3a07b5331e Added basics of Banach algebras. 2026-05-31 19:26:20 -04:00
Bokuan Li
fb8178b7ee Slight wording adjustments. 2026-05-31 15:53:32 -04:00
9 changed files with 348 additions and 16 deletions

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@@ -122,3 +122,32 @@
year={1978}, year={1978},
publisher={Springer} publisher={Springer}
} }
@book{Zhu,
title={An Introduction to Operator Algebras},
author={Zhu, K.},
isbn={9780849378751},
lccn={93007172},
series={Studies in Advanced Mathematics},
url={https://books.google.ca/books?id=XHLj7bz8hOIC},
year={1993},
publisher={Taylor \& Francis}
}
@book{FollandHarmonic,
title={A Course in Abstract Harmonic Analysis},
author={Folland, G.B.},
isbn={9781498727150},
series={Textbooks in Mathematics},
url={https://books.google.ca/books?id=z-GYCgAAQBAJ},
year={2016},
publisher={CRC Press}
}
@book{Takesaki1,
title={Theory of Operator Algebras I},
author={Takesaki, M.},
isbn={9783540422488},
lccn={79013655},
series={Encyclopaedia of Mathematical Sciences},
url={https://books.google.ca/books?id=38QIwQEACAAJ},
year={2001},
publisher={Springer Berlin Heidelberg}
}

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@@ -3,10 +3,17 @@
\begin{proposition} \begin{proposition}
\label{proposition:existence-curves} \label{proposition:existence-curves}
Let $K \subset \complex$ be compact and $U \in \cn_\complex(K)$, then there exists closed rectifiable curves $\seqf{\gamma_j}$ such that for any separated locally convex space $E$, $f \in H(U; E)$, and $z_0 \in K$, Let $K \subset \complex$ be compact and $U \in \cn_\complex(K)$, then there exists closed rectifiable curves $\seqf{\gamma_j}$ such that for any separated locally convex space $E$,
\[ \begin{enumerate}
f(z) = \sum_{j = 1}^n \int_{\gamma_j} \frac{f(z)}{z - z_0}dz \item For every $f \in H(U; E)$ and $z_0 \in K$,
\] \[
f(z_0) = \frac{1}{2\pi i}\sum_{j = 1}^n \int_{\gamma_j} \frac{f(z)}{z - z_0}dz
\]
\item For every $V \in \cn_\complex(U)$, $f \in H(V; E)$, and $z_0 \in V \setminus U$,
\[
\frac{1}{2\pi i}\sum_{j = 1}^n \int_{\gamma_j} \frac{f(z)}{z - z_0}dz = 0
\]
\end{enumerate}
\end{proposition} \end{proposition}
\begin{proof}[Proof, {{\cite[Proposition VIII.1.1]{ConwayComplex}}}. ] \begin{proof}[Proof, {{\cite[Proposition VIII.1.1]{ConwayComplex}}}. ]
Via \hyperref[fattening]{proposition:distance-compact}, let $V \in \cn_\complex^o(K)$ precompact with $\ol V \subset U$. Identify $\complex = \real^2$, then since $V$ is precompact, there exists $\delta > 0$ and $\seqf{(x_j, y_j)} \subset U$ such that: Via \hyperref[fattening]{proposition:distance-compact}, let $V \in \cn_\complex^o(K)$ precompact with $\ol V \subset U$. Identify $\complex = \real^2$, then since $V$ is precompact, there exists $\delta > 0$ and $\seqf{(x_j, y_j)} \subset U$ such that:
@@ -26,8 +33,8 @@
and $\gamma_j = \gamma_{j, \downarrow} \cdot \gamma_{j, \leftarrow} \cdot \gamma_{j, \uparrow} \cdot \gamma_{j, \rightarrow}$ be their concatenation, then for each $z \in U \setminus \partial R_j$, and $\gamma_j = \gamma_{j, \downarrow} \cdot \gamma_{j, \leftarrow} \cdot \gamma_{j, \uparrow} \cdot \gamma_{j, \rightarrow}$ be their concatenation, then for each $z \in U \setminus \partial R_j$,
\[ \[
\int_{\gamma_j} \frac{f(z)}{z - z_0}dz = \begin{cases} \frac{1}{2\pi i}\int_{\gamma_j} \frac{f(z)}{z - z_0}dz = \begin{cases}
f(z) &z \in R_j^o \\ f(z_0) &z \in R_j^o \\
0 &z \in U \setminus R_j 0 &z \in U \setminus R_j
\end{cases} \end{cases}
\] \]
@@ -39,7 +46,7 @@
then for each $z_0 \in \bigcup_{j = 1}^n R_j^o$ and $f \in H(U; E)$, then for each $z_0 \in \bigcup_{j = 1}^n R_j^o$ and $f \in H(U; E)$,
\[ \[
f(z) = \sum_{j = 1}^N \int_{\mu_j}\frac{f(z)}{z - z_0}dz f(z_0) = \frac{1}{2\pi i}\sum_{j = 1}^N \int_{\mu_j}\frac{f(z)}{z - z_0}dz
\] \]
From here, it is sufficient to eliminate line segments that intersect $K$ and ensure that the remaining segments form a collection of loops. Let $1 \le j \le k \le N$, then $(\mu_j, \mu_k)$ is \textit{redundant} if for each $t \in [0, 1]$, $\mu_j(t) = \mu_k(1 - t)$. If $(\mu_j, \mu_k)$ are redundant, then From here, it is sufficient to eliminate line segments that intersect $K$ and ensure that the remaining segments form a collection of loops. Let $1 \le j \le k \le N$, then $(\mu_j, \mu_k)$ is \textit{redundant} if for each $t \in [0, 1]$, $\mu_j(t) = \mu_k(1 - t)$. If $(\mu_j, \mu_k)$ are redundant, then
@@ -52,7 +59,7 @@
By relabeling, let $\bracs{\mu_j|1 \le j \le m}$ such that for each $1 \le j \le m$, there exists no $1 \le k \le n$ such that $(\mu_j, \mu_k)$ is redundant. By (5), for each $z_0 \in \bigcup_{j = 1}^n R_j^o$ and $f \in H(U; E)$, By relabeling, let $\bracs{\mu_j|1 \le j \le m}$ such that for each $1 \le j \le m$, there exists no $1 \le k \le n$ such that $(\mu_j, \mu_k)$ is redundant. By (5), for each $z_0 \in \bigcup_{j = 1}^n R_j^o$ and $f \in H(U; E)$,
\[ \[
f(z) = \sum_{j = 1}^m \int_{\mu_j}\frac{f(z)}{z - z_0}dz f(z_0) = \frac{1}{2\pi i}\sum_{j = 1}^m \int_{\mu_j}\frac{f(z)}{z - z_0}dz
\] \]
Let $1 \le j \le N$ such that $\mu_j([0, 1]) \cap K \ne \emptyset$. Since $V \in \cn_\complex(K)$, there exists $1 \le k \le N$ such that $(\mu_j, \mu_k)$ are redundant by (2) and (3). Therefore $\bigcup_{j = 1}^m \mu_j([0, 1]) \cap K = \emptyset$. Since $\bigcup_{j = 1}^n R_j^o$ is dense in $K$, the above also holds for all $z \in K$. Let $1 \le j \le N$ such that $\mu_j([0, 1]) \cap K \ne \emptyset$. Since $V \in \cn_\complex(K)$, there exists $1 \le k \le N$ such that $(\mu_j, \mu_k)$ are redundant by (2) and (3). Therefore $\bigcup_{j = 1}^m \mu_j([0, 1]) \cap K = \emptyset$. Since $\bigcup_{j = 1}^n R_j^o$ is dense in $K$, the above also holds for all $z \in K$.
@@ -60,6 +67,7 @@
Finally, let $1 \le j \le m$. Since $\mu_j$ does not form a redundant pair, $\mu_j(1)$ intersects at most two distinct squares by (3). In which case, there must exist $1 \le k \le m$ such that $\mu_k(0) = \mu_j(1)$. Therefore $\seqf[m]{\mu_j}$ forms a collection of closed rectifiable curves. Finally, let $1 \le j \le m$. Since $\mu_j$ does not form a redundant pair, $\mu_j(1)$ intersects at most two distinct squares by (3). In which case, there must exist $1 \le k \le m$ such that $\mu_k(0) = \mu_j(1)$. Therefore $\seqf[m]{\mu_j}$ forms a collection of closed rectifiable curves.
\end{proof} \end{proof}
\begin{lemma} \begin{lemma}
\label{lemma:rational-curve-approximation} \label{lemma:rational-curve-approximation}
Let $\gamma \in C([a, b]; \complex)$ be a rectifiable curve, $K \subset \complex$ such that $K \cap \gamma([a, b]) = \emptyset$, $f \in C(\gamma([a, b]); \complex)$, and $\eps > 0$, then there exists $R \in \complex(z)$ such that: Let $\gamma \in C([a, b]; \complex)$ be a rectifiable curve, $K \subset \complex$ such that $K \cap \gamma([a, b]) = \emptyset$, $f \in C(\gamma([a, b]); \complex)$, and $\eps > 0$, then there exists $R \in \complex(z)$ such that:
@@ -145,20 +153,20 @@
\begin{proof} \begin{proof}
Let $U \in \cn_\complex(K)$, $f \in H(U; \complex)$, and $\eps > 0$. By \autoref{proposition:existence-curves}, there exists closed rectifiable curves $\seqf{\gamma_j}$ in $U \setminus V$ such that for each $z_0 \in K$, Let $U \in \cn_\complex(K)$, $f \in H(U; \complex)$, and $\eps > 0$. By \autoref{proposition:existence-curves}, there exists closed rectifiable curves $\seqf{\gamma_j}$ in $U \setminus V$ such that for each $z_0 \in K$,
\[ \[
f(z_0) = \sum_{j = 1}^n \int_{\gamma_j}\frac{f(z)}{z - z_0}dz f(z_0) = \frac{1}{2\pi i}\sum_{j = 1}^n \int_{\gamma_j}\frac{f(z)}{z - z_0}dz
\] \]
Let $T$ be the union of the images of $\seqf{\gamma_j}$, then by \autoref{lemma:rational-curve-approximation}, there exists $\seqf{R_j} \subset \complex(z) \cap H(\complex \setminus T; \complex)$ such that for each $z_0 \in K$ and $1 \le j \le n$, Let $T$ be the union of the images of $\seqf{\gamma_j}$, then by \autoref{lemma:rational-curve-approximation}, there exists $\seqf{R_j} \subset \complex(z) \cap H(\complex \setminus T; \complex)$ such that for each $z_0 \in K$ and $1 \le j \le n$,
\[ \[
\abs{\int_{\gamma_j}\frac{f(z)}{z - z_0}dz - R_j(z)} < \frac{\eps}{n} \abs{\frac{1}{2\pi i}\int_{\gamma_j}\frac{f(z)}{z - z_0}dz - R_j(z)} < \frac{\eps}{n}
\] \]
so Thus
\[ \[
\abs{f(z_0) - \sum_{j = 1}^n R_j(z)} < \eps \abs{f(z_0) - \sum_{j = 1}^n R_j(z)} < \eps
\] \]
for all $z_0 \in K$. By the \hyperref[pole pushing lemma]{lemma:pole-pushing}, there exists $S \in \complex(z) \cap H(\complex_\infty \setminus P)$ such that $|S(z_0) - \sum_{j = 1}^n R_j(z_0)| < \eps$ for all $z_0 \in K$. for all $z_0 \in K$. By the \hyperref[pole pushing lemma]{lemma:pole-pushing}, there exists $S \in \complex(z) \cap H(\complex_\infty \setminus P; \complex)$ such that $|S(z_0) - \sum_{j = 1}^n R_j(z_0)| < \eps$ for all $z_0 \in K$. Therefore $|S(z_0) - f(z_0)| < 2\eps$ for all $z_0 \in K$.
\end{proof} \end{proof}
\begin{corollary} \begin{corollary}

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@@ -15,4 +15,14 @@
Let $A$ be a Banach algebra, then $A$ is \textbf{unital} if there exists $1 \in A$ such that for any $x \in A$, $x1 = 1x = x$. In which case, $1$ is the unique \textbf{multiplicative identity} of $A$. Let $A$ be a Banach algebra, then $A$ is \textbf{unital} if there exists $1 \in A$ such that for any $x \in A$, $x1 = 1x = x$. In which case, $1$ is the unique \textbf{multiplicative identity} of $A$.
\end{definition} \end{definition}
\begin{definition}[Homomorphism]
\label{definition:banach-algebra-homomorphism}
Let $A, B$ be Banach algebras and $\phi: A \to B$, then $\phi$ is a \textbf{homomorphism} if:
\begin{enumerate}
\item $\phi \in L(A; B)$.
\item For each $x, y \in A$, $\phi(xy) = \phi(x)\phi(y)$.
\end{enumerate}
\end{definition}

96
src/op/banach/fc.tex Normal file
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@@ -0,0 +1,96 @@
\section{The Holomorphic Functional Calculus}
\label{section:holomorphic-functional-calculus}
\begin{definition}[Holomorphic Functional Calculus]
\label{definition:holomorphic-functional-calculus}
Let $A$ be a unital Banach algebra and $x \in A$, then there exists a unique continuous homomorphism
\[
H(\sigma_A(x); \complex) \to A \quad f \mapsto f(x)
\]
such that:
\begin{enumerate}
\item $1(x) = 1$.
\item $\text{Id}(x) = x$.
\end{enumerate}
Moreover,
\begin{enumerate}[start=2]
\item For each $U \in \cn_\complex(\sigma_A(x))$ and closed rectifiable curves $\seqf{\gamma_j}$ on $U \setminus \sigma_A(x)$ such that $f(z_0) = \frac{1}{2\pi i}\sum_{j = 1}^n \int_{\gamma_j} f(z)/(z - z_0)dz$ for all $f \in H(U; \complex)$ and $z_0 \in \sigma_A(x)$,
\[
f(x) = \frac{1}{2\pi i}\sum_{j = 1}^n \int_{\gamma_j} \frac{f(\lambda)}{\lambda - x}d\lambda
\]
for all $f \in H(U; \complex)$.
\end{enumerate}
The mapping $f \mapsto f(x)$ is the \textbf{holomorphic functional calculus} of $x$.
\end{definition}
\begin{proof}[Proof, {{\cite[Proposition I.2.7]{Takesaki1}}}. ]
(Definition): Let $U, V \in \cn_\complex(\sigma_A(x))$ such that $\ol V \subset U$, then by \autoref{proposition:existence-curves}, there exists closed rectifiable curves $\seqf{\gamma_j}$ on $V \setminus \sigma_A(x)$ such that
\begin{enumerate}[label=(\alph*)]
\item For all $f \in H(V; \complex)$ and $z_0 \in \sigma_A(x)$,
\[
f(z_0) = \frac{1}{2\pi i}\sum_{j = 1}^n \int_{\gamma_j} \frac{f(z)}{z - z_0}dz
\]
\item For all $f \in H(U; \complex)$ and $z_0 \in U \setminus V$,
\[
\frac{1}{2\pi i}\sum_{j = 1}^n \int_{\gamma_j} \frac{f(z)}{z - z_0}dz = 0
\]
\end{enumerate}
For each $f \in H(U; \complex)$, define
\[
f(x) = \frac{1}{2\pi i}\sum_{j = 1}^n \int_{\gamma_j} \frac{f(\lambda)}{\lambda - x}d\lambda
\]
then by \hyperref[Cauchy's Theorem]{theorem:cauchy-homotopy}, the above definition is independent of the choice of curves satisfying (a).
(Linearity): By \autoref{proposition:rs-bound}, the mapping $f \mapsto f(z)$ is a continuous linear map from $H(\sigma_A(x); \complex)$ to $A$.
(Homomorphism): Let $T$ be the union of the image of $\seq{\gamma_j}$. By \autoref{proposition:existence-curves}, there exists closed rectifiable curves $\seqf[m]{\mu_j}$ on $U \setminus \ol V$ such that $g(z_0) = \frac{1}{2\pi i}\sum_{j = 1}^m \int_{\mu_j} g(z)/(z - z_0)dz$ for all $f \in H(U; \complex)$ and $z_0 \in \ol V$. Now,
\begin{align*}
f(x)g(x) &= \frac{1}{(2\pi i)^2}\sum_{j = 1}^n \sum_{k = 1}^m \braks{\int_{\gamma_j} \frac{f(z)}{z - x}dz} \cdot \braks{\int_{\mu_k}\frac{g(w)}{w - x}dw} \\
&= \frac{1}{(2\pi i)^2}\sum_{j = 1}^n \sum_{k = 1}^m \int_{\gamma_j}\int_{\mu_k} \frac{f(z)g(w)}{(z - x)(w - x)}dwdz
\end{align*}
For each $z, w \in U \setminus \sigma_A(x)$ with $z \ne w$, by the \hyperref[resolvent equation]{lemma:resolvent-equation},
\[
\frac{f(z)g(w)}{(z - x)(w - x)} = \frac{f(z)g(w)}{w - z}\braks{\frac{1}{z - x} - \frac{1}{w - x}}
\]
By assumptions on $\seqf[m]{\mu_j}$, for each $1 \le j \le n$,
\[
\frac{1}{2\pi i }\int_{\gamma_j} \sum_{k = 1}^m \int_{\mu_k} \frac{f(z)g(w)}{(w - z)(z - x)}dwdz = \int_{\gamma_j} \frac{f(z)g(z)}{z - x}dz
\]
By assumption (b) and \hyperref[Fubini's Theorem]{theorem:rs-fubini}, for each $1 \le k \le m$,
\[
\sum_{j = 1}^n\int_{\gamma_j}\int_{\mu_k} \frac{f(z)g(w)}{(w - z)(z - x)}dwdz = 0
\]
Therefore
\[
f(x)g(x) = \frac{1}{2\pi i }\sum_{j = 1}^n \int_{\gamma_j} \frac{f(z)g(z)}{z - x}dz = (fg)(x)
\]
and the mapping $f \mapsto f(x)$ is a homomorphism.
(1): Since the constant $1$ function is the identity in $H(\sigma_A(x); \complex)$, $1(x) = 1$ by the homomorphism property.
(2): Let $R > 0$ such that $\sigma_A(x) \subset B_\complex(0, R)$, then by \autoref{proposition:rs-complete} and \hyperref[Cauchy's Integral Formula]{theorem:cauchy-formula},
\[
\text{Id}(x) = \frac{1}{2\pi i }\int_{\omega_{0, R}} \frac{1}{z - x}dz = \frac{1}{2\pi i }\sum_{n = 0}^\infty\int_{\omega_{0, R}} z^{-n-1}x^n dz = 1
\]
and
\[
\text{Id}(x) = \frac{1}{2\pi i }\int_{\omega_{0, R}} \frac{z}{z - x}dz = \frac{1}{2\pi i }\sum_{n = 0}^\infty\int_{\omega_{0, R}} z^{-n}x^n dz = x
\]
(Uniqueness): By (2), the homomorphism extends uniquely to $\complex(z) \cap H(\sigma_A(x); \complex)$. By \hyperref[Runge's Theorem]{corollary:runge-rational-approximation}, it extends uniquely to $H(\sigma_A(x); \complex)$ by continuity.
\end{proof}

34
src/op/banach/igroup.tex Normal file
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@@ -0,0 +1,34 @@
\section{The Index Group}
\label{section:index-group}
\begin{definition}[Identity Component]
\label{definition:identity-component}
Let $A$ be a unital Banach algebra, then the connected component $G_0(A)$ of $G(A)$ containing $1$ is the \textbf{identity component} of $G(A)$, and:
\begin{enumerate}
\item $G_0(A)$ is an open, closed, and normal subgroup of $G(A)$.
\item The cosets of $G_0(A)$ are the connected components of $G(A)$.
\end{enumerate}
\end{definition}
\begin{proof}[Proof, {{\cite[Theorem 2.4]{Zhu}}}. ]
(1): Since $G_0(A)$ is connected, it is open and closed. By \autoref{proposition:locally-path-connected-properties}, $G_0(A)$ coincides with the path component of $G(A)$ containing $1$.
Let $x, y \in G_0(A)$, then there exists paths $f, g \in C([0, 1]; G_0(A))$ such that $f(0) = g(0) = 1$, $f(1) = x$, and $g(1) = y$. The concatenation of $f$ and $xg$ then is a path from $1$ to $xy$, so $xy \in G_0(A)$. In addition, $t \mapsto f(t)^{-1}$ is a path from $1$ to $x^{-1}$, so $x^{-1} \in G_0(A)$ as well. Therefore $G_0(A)$ is a subgroup of $G(A)$.
Finally, let $x \in G(A)$, then $x^{-1}G_0(A)x$ is a connected subset of $G(A)$ containing $1$, so $x^{-1}G_0(A)x \subset G_0(A)$ and $G_0(A) \subset xG_0(A)x^{-1}$. Since the above holds for all $x \in G(A)$, $x^{-1}G_0(A)x = G_0(A)$.
(2): For each $x \in G(A)$, $xG_0(A)$ is connected, closed, and open, so it is a connected component by \autoref{lemma:union-connected-components}.
\end{proof}
% Note: this setup appears to work in general topological groups. There does not seem to be any payoffs as of now.
% However, should there be any, the proof should be improved to avoid the path argument.
\begin{definition}[Index Group]
\label{definition:index-group}
Let $A$ be a unital Banach algebra, then the \textbf{index group} $I(A)$ is the quotient $G(A)/G_0(A)$, which is a discrete group.
\end{definition}
\begin{proof}
By \autoref{definition:identity-component}, the components of $G(A)$ are the cosets of $G_0(A)$, so the quotient group is discrete.
\end{proof}

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@@ -1,5 +1,8 @@
\chapter{$C*$-Algebras} \chapter{Banach Algebras}
\label{chap:banach-algebras} \label{chap:banach-algebras}
\input{./definitions.tex} \input{./definitions.tex}
\input{./invertible.tex} \input{./invertible.tex}
\input{./igroup.tex}
\input{./spectrum.tex}
\input{./fc.tex}

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@@ -4,15 +4,17 @@
\begin{definition}[Invertible] \begin{definition}[Invertible]
\label{definition:banach-algebra-invertible} \label{definition:banach-algebra-invertible}
Let $A$ be a unital Banach algebra and $x \in A$, then $x$ is \textbf{invertible} if there exists $x^{-1} \in A$ such that $xx^{-1} = x^{-1}x = 1$. The set $G(A)$ denotes the collection of all invertible elements in $A$. Let $A$ be a unital Banach algebra and $x \in A$, then $x$ is \textbf{invertible} if there exists $x^{-1} \in A$ such that $xx^{-1} = x^{-1}x = 1$. The set $G(A)$ denotes the group of all invertible elements in $A$.
\end{definition} \end{definition}
\begin{lemma} \begin{lemma}[Neumann Series]
\label{lemma:neumann-series} \label{lemma:neumann-series}
Let $A$ be a unital banach algebra and $x \in B_A(1, 1)$, then $x \in G(A)$ with Let $A$ be a unital banach algebra and $x \in B_A(1, 1)$, then $x \in G(A)$ with
\[ \[
x^{-1} = \sum_{n = 0}^\infty (1 - x)^n x^{-1} = \sum_{n = 0}^\infty (1 - x)^n
\] \]
and $\normn{x^{-1}}_A \le (1 - \norm{x})_A^{-1}$.
\end{lemma} \end{lemma}
\begin{proof} \begin{proof}
Since $\norm{1 - x}_A < 1$, the series converges absolutely. Let $y = \sum_{n = 0}^\infty (1 - x)^n$, then Since $\norm{1 - x}_A < 1$, the series converges absolutely. Let $y = \sum_{n = 0}^\infty (1 - x)^n$, then
@@ -50,3 +52,27 @@
(3): Since the inversion map is locally a power series, it is $C^\infty$ by \autoref{theorem:termwise-differentiation}. (3): Since the inversion map is locally a power series, it is $C^\infty$ by \autoref{theorem:termwise-differentiation}.
\end{proof} \end{proof}
\begin{proposition}
\label{proposition:swap-invertible}
Let $A$ be a unital Banach algebra and $x, y \in A$, then $1 - xy \in G(A)$ if and only if $1 - yx \in G(A)$.
\end{proposition}
\begin{proof}[Proof, {{\cite[Proposition I.3.4]{Zhu}}}. ]
If $1 - xy \in G(A)$, then
\begin{align*}
(1 - yx)[y(1 - xy)^{-1}x + 1] &= y(1 - xy)^{-1}x + 1 \\
&-yxy(1 - xy)^{-1}x - yx \\
&= y[(1 - xy)^{-1} - xy(1 - xy)^{-1}]x + 1 - yx \\
&= yx + 1 - yx = 1
\end{align*}
Similarly,
\begin{align*}
[y(1 - xy)^{-1}x + 1](1 - yx) &= y(1 - xy)^{-1}x + 1 \\
&-y(1 - xy)^{-1}xyx - yx \\
&= y[(1 - xy)^{-1} - (1 - xy)^{-1}xy]y + 1 - yx \\
&= yx + 1 - yx = 1
\end{align*}
\end{proof}

120
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@@ -0,0 +1,120 @@
\section{The Spectrum}
\label{section:spectrum}
\begin{definition}[Spectrum]
\label{definition:spectrum}
Let $A$ be a unital Banach algebra and $x \in A$, then
\[
\sigma(x) = \sigma_A(x) = \bracs{\lambda \in \complex| \lambda - x \not\in G(A)}
\]
is the \textbf{spectrum} of $x$ in $A$, and its complement is the \textbf{resolvent set} of $x$.
\end{definition}
\begin{definition}[Spectral Radius]
\label{definition:spectral-radius}
Let $A$ be a unital Banach algebra and $x \in A$, then
\[
[x]_{sp} = \sup\bracs{|\lambda|: \lambda \in \sigma_A(x)}
\]
is the \textbf{spectral radius} of $x$.
\end{definition}
\begin{definition}[Resolvent]
\label{definition:resolvent}
Let $A$ be a unital Banach algebra and $x \in A$, then
\[
R_x: \complex \setminus \sigma_A(x) \to A \quad \lambda \mapsto \frac{1}{\lambda - x}
\]
is the \textbf{resolvent} function of $x$, which is holomorphic on $\complex \setminus \sigma_A(x)$.
\end{definition}
\begin{proof}
By \autoref{proposition:banach-algebra-inverse}, the mapping $y \mapsto y^{-1}$ is smooth on $G(A)$. Hence $R_x: \complex \setminus \sigma_A(x) \to A$ is holomorphic.
\end{proof}
\begin{lemma}[Resolvent Equation]
\label{lemma:resolvent-equation}
Let $A$ be a unital Banach algebra, $x \in A$, and $\lambda, \mu \in \complex \setminus \sigma_A(x)$, then
\[
R_x(\lambda) - R_x(\mu) = (\mu - \lambda)R_x(\lambda) R_x(\mu)
\]
\end{lemma}
\begin{proof}
\begin{align*}
[R_x(\lambda) - R_x(\mu)](\mu - x) &= (\lambda - x)^{-1}(\mu - x) - 1 \\
(\lambda - x)[R_x(\lambda) - R_x(\mu)](\mu - x)&= (\mu - x) - (\lambda - x) = \mu - \lambda \\
R_x(\lambda) - R_x(\mu) &= (\mu - \lambda)R_x(\lambda)R_x(\mu)
\end{align*}
\end{proof}
\begin{proposition}
\label{proposition:spectrum-non-empty}
Let $A$ be a unital Banach algebra and $x \in A$, then $\sigma_A(x) \ne \emptyset$.
\end{proposition}
\begin{proof}
Assume for contradiction that $\sigma_A(x) = \emptyset$, then by \autoref{definition:resolvent}, the resolvent
\[
R_x: \complex \setminus \sigma_A(x) \to A \quad \lambda \mapsto \frac{1}{\lambda - x}
\]
is an entire function. Since
\[
R_x(\lambda) = \frac{1}{\lambda - x} = \frac{\lambda^{-1}}{1 - \lambda^{-1}x}
\]
which tends to $0$ as $|\lambda| \to \infty$, $R_x \in H(\complex; A) \cap C_0(\complex; A)$. By \hyperref[Liouville's Theorem]{theorem:liouville}, $R_x = 0$, which is impossible.
\end{proof}
\begin{theorem}[Gelfand-Naimark]
\label{theorem:gelfand-naimark}
Let $A$ be a unital Banach algebra. If every non-zero element of $A$ is invertible, then $A$ is isometrically isomorphic to $\complex$.
\end{theorem}
\begin{proof}
Let $x \in A$. By \autoref{proposition:spectrum-non-empty}, there exists $\lambda \in \sigma_A(x)$. Since $\lambda \cdot 1 - x$ is not invertible and every non-zero element of $A$ is invertible, $x = \lambda \cdot 1$. Therefore the mapping $\complex \to A$ defined by $\lambda \mapsto \lambda \cdot 1$ is an isometric isomorphism.
\end{proof}
\begin{proposition}
\label{proposition:spectral-radius-hadamard}
Let $A$ be a unital Banach algebra and $x \in A$, then $[\cdot]_{sp} = \limsup_{n \to \infty}\normn{x^n}_A^{1/n}$.
\end{proposition}
\begin{proof}[Proof, {{\cite[Theorem 1.8]{FollandHarmonic}}}. ]
Let $r = \limsup_{n \to \infty}\normn{x^n}_A^{1/n}$, then for any $\lambda \in \complex$ with $|\lambda| > r$, the series $\sum_{n = 0}^\infty \lambda^{-n-1}x^n$ converges absolutely, and to the inverse of $(x - \lambda)$. Therefore $r \ge [\cdot]_{sp}$.
Let $D = \bracs{\lambda \in \complex|\ |\lambda| > [x]_{sp}}$, then since the series $\sum_{n = 0}^\infty \lambda^{-n-1}x^n$ is the expansion of $R_x$ at infinity, which is defined on $D$, it must converge on $D$. Let $\phi \in A^*$, then by the preceding discussion, the series $\sum_{n = 0}^\infty \lambda^{-n-1}\dpn{x^n, \phi}{A}$ converges on $D$. Thus for any $\lambda \in D$,
\[
\sup_{n \in \natz}|\lambda^{-n-1} \dpn{x^n, \phi}{A}|^{1/n} < \infty
\]
By the \hyperref[Uniform Boundedness Principle]{theorem:uniform-boundedness},
\[
\sup_{n \in \natz}|\lambda|^{-n-1} \cdot \normn{x^n}_A < \infty
\]
Therefore $\limsup_{n \to \infty}\norm{x^n}_A^{1/n} \le [x]_{sp}$.
\end{proof}
\begin{proposition}
\label{proposition:spectrum-compact}
Let $A$ be a unital Banach algebra and $x \in A$, then $\sigma_A(x)$ is a compact subset of $B_\complex(0, \norm{x}_A)$.
\end{proposition}
\begin{proof}
By \autoref{proposition:banach-algebra-inverse}, $G(A)$ and hence the resolvent set of $x$ is open, so $\sigma_A(x)$ is closed. By \autoref{proposition:spectral-radius-hadamard}, $[x]_{sp} \le \norm{x}_A$.
\end{proof}
\begin{proposition}
\label{proposition:spectrum-product-gymnastics}
Let $A$ be a unital Banach algebra and $x, y \in A$, then:
\begin{enumerate}
\item $\sigma(xy) \cup \bracs{0} = \sigma(yx) \cup \bracs{0}$.
\item $[xy]_{sp} = [yx]_{sp}$.
\end{enumerate}
\end{proposition}
\begin{proof}
(1): Let $\lambda \in \complex \setminus \bracs{0}$, then by \autoref{proposition:swap-invertible}, $\lambda - xy \in G(A)$ if and only if $\lambda - yx \in G(A)$.
\end{proof}

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@@ -5,4 +5,10 @@
\textbf{Notation} & \textbf{Description} & \textbf{Source} \\ \textbf{Notation} & \textbf{Description} & \textbf{Source} \\
\hline \hline
$1$ & Identity element of a unital algebra. & \autoref{definition:unital-banach-algebra} \\ $1$ & Identity element of a unital algebra. & \autoref{definition:unital-banach-algebra} \\
$G(A)$ & Invertible group of a unital algebra. & \autoref{definition:banach-algebra-invertible} \\
$G_0(A)$ & The identity component of $G(A)$. & \autoref{definition:identity-component} \\
$I(A)$ & The index group of $A$. & \autoref{definition:index-group} \\
$\sigma_A(x) = \sigma(x)$ & The spectrum of $x$ in $A$. & \autoref{definition:spectrum} \\
$R_x(\lambda)$ & The resolvent of $x$. & \autoref{definition:resolvent} \\
$[x]_{sp}$ The spectral radius of $x$. & \autoref{definition:spectral-radius}
\end{tabular} \end{tabular}