Dilation situation.

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Bokuan Li
2026-09-15 09:55:31 -04:00
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\end{proof}
\begin{definition}[Unitary Dilation]
\label{definition:unitary-dilation}
Let $H$ be a complex Hilbert space, $V \in B(H)$ be isometric, $P = I_H - VV^*$ be the projection onto $V(H)^\perp$, and
\[
U = \begin{bmatrix}
V & P \\
0 & V^*
\end{bmatrix}
\]
then:
\begin{enumerate}
\item $U^*U = UU^* = I_{H^2}$. In other words, $U$ is an isometry on $H^2$.
\item Under the identification that $H = H \times \bracsn{0} \subset H^2$, let $Q \in B(H^2)$ be the projection onto $H$, then $V^n = QU^n|_H$ for all $n \ge 0$.
\end{enumerate}
The operator $U \in B(H^2)$ is a \textbf{unitary dilation} of $V$.
\end{definition}
\begin{proof}
(1): By direct computation,
\begin{align*}
UU^* &= \begin{bmatrix}
V & P \\
0 & V^*
\end{bmatrix} \cdot
\begin{bmatrix}
V^* & 0 \\
P & V
\end{bmatrix} = \begin{bmatrix}
VV^* + P & PV \\
V^*P & V^*V
\end{bmatrix} = I_{H^2} \\
U^*U &= \begin{bmatrix}
V^* & 0 \\
P & V
\end{bmatrix} \cdot
\begin{bmatrix}
V & P \\
0 & V^*
\end{bmatrix}
= \begin{bmatrix}
V^*V & V^*P \\
PV & VV^* + P
\end{bmatrix} = I_{H^2} \\
\end{align*}
(2): For each $n \in \natp$,
\[
U^n = \begin{bmatrix}
V & P \\
0 & V^*
\end{bmatrix}^n = \begin{bmatrix}
V^n & \cdots \\
0 & (V^*)^n
\end{bmatrix}
\]
so $QU^n|_{H} = V^n$.
\end{proof}
\begin{definition}[Isometric Dilation]
\label{definition:isometric-dilation}
Let $H$ be a complex Hilbert space, $T \in B(H)$ with $\norm{T}_{B(H)} \le 1$, $D_T = (1 - T^*T)^{1/2}$, and
\[
V: l^2(\natp; H) \to l^2(\natp; H) \quad (Vx)_n = \begin{cases}
Tx_1 &n = 1 \\
D_Tx_1 &n = 2 \\
x_{n-1} &n \ge 3
\end{cases}
\]
then:
\begin{enumerate}
\item $V$ is isometric on $l^2(\natp; H)$.
\item Under the identification that $H = H \oplus 0 \oplus \cdots$, let $Q$ be the orthogonal projection onto $H$, then $T^n = QV^n|_H$ for all $n \ge 0$.
\end{enumerate}
The operator $V$ is an \textbf{isometric dilation} of $T$.
\end{definition}
\begin{proof}
(1): Since $\norm{T}_H \le 1$, $1 - T^*T \ge 0$, and $(1 - T^*T)^{1/2}$ is well-defined. For each $x \in H$,
\begin{align*}
\norm{Tx}_H^2 + \norm{D_Tx}_H^2 &= \dpn{T^*Tx, x}{H} + \dpn{(1 - T^*T)x, x}{H} \\
&= \dpn{x, x}{H} = \norm{x}_H^2
\end{align*}
Thus for each $x = \seq{x_n} \in l^2(H)$,
\begin{align*}
\norm{Vx}_{l^2(\natp; H)}^2 &= \norm{Tx_1}_H^2 + \norm{D_Tx_1}_H^2 + \sum_{n = 3}^\infty \norm{x_{n-1}}_H^2 \\
&= \norm{x}_H^2 + \sum_{n = 2}^\infty \norm{x_{n}}_H^2 = \norm{x}_{l^2(\natp; H)}^2
\end{align*}
\end{proof}
\begin{theorem}[Sz.-Nagy's Dilation Theorem]
\label{theorem:sznagy-dilation}
Let $H$ be a complex Hilbert space and $T \in B(H)$ with $\norm{T}_{B(H)} \le 1$, then there exists a Hilbert space $K \supset H$ and a unitary operator $U \in B(K)$ such that $T^n = P_HU^n|_H$ for all $n \in \natp$, where $P_H$ is the orthogonal projection onto $H$.
\end{theorem}
\begin{proof}[Proof, {{\cite[Theorem 1.1]{Paulsen}}}. ]
Let $K = l^2(\natp; H)^2$ and identify $H = (H \oplus \bracsn{0} \oplus \cdot) \times \bracsn{0}$. Let $V \in B(l^2(\natp; H))$ be the isometric dilation of $T$, and $U \in B(l^2(\natp; H)^2)$ be the unitary dilation of $V$. Identify $l^2(\natp; H)$ as a subspace of $K$ as $l^2(\natp; H) \times \bracsn{0}$, and let $P_{l^2(\natp; H)}$ be the orthogonal projection onto $l^2(\natp; H)$, then for each $n \ge 0$,
\begin{align*}
V^n &= P_{l^2(\natp; H)}U^n|_{l^2(\natp; H)} \\
T^n = P_{H}V^n|_{H} &= P_HU^n|_{H}
\end{align*}
\end{proof}
\begin{corollary}[Von Neumann's Inequality]
\label{corollary:von-neumann-inequality-polynomial}
Let $H$ be a complex Hilbert space and $T \in B(H)$ with $\norm{T}_{B(H)} \le 1$, then for any $p \in \complex[x]$,
\[
\norm{p(T)}_{B(H)} \le \sup_{z \in B_\complex(0, 1)}|p(z)|
\]
\end{corollary}
\begin{proof}[Proof, {{\cite[Corollary 1.2]{Paulsen}}}. ]
By \hyperref[Sz.-Nagy's Dilation Theorem]{theorem:sznagy-dilation}, there exists a Hilbert space $K \supset H$ and a unitary operator $U \in B(K)$ such that $T^n = P_HU^n|_H$ for all $n \in \natp$, where $P_H$ is the orthogonal projection onto $H$.
Thus for any $p \in \complex[x]$, $p(T) = P_Hp(U)|_H$. As $U$ is unitary, the \hyperref[continuous functional calculus]{definition:continuous-functional-calculus} shows that $\norm{p(U)}_{B(K)} \le \sup_{z \in B_\complex(0, 1)}|p(z)|$. Therefore $\norm{p(T)}_{B(H)} \le \sup_{z \in B_\complex(0, 1)}|p(z)|$.
\end{proof}
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\]
\end{example}