Added another draft of the Borel functional calculus.
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Bokuan Li
2026-08-15 16:10:55 -04:00
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@@ -23,7 +23,17 @@
Let $X$ be a compact Hausdorff space, $H$ be a complex Hilbert space, and $E: \cb_X \to B(H)$ be a spectral measure relative to $H$, then:
\begin{enumerate}
\item For each $x, y \in H$, $\norm{E_{x, y}}_{\text{var}} \le \norm{x}_H \norm{y}_H$.
\item Let $\mathscr{E} \subset M_R(X; \complex)$ be the closed subspace generated by $\bracsn{E_{x, y}|x, y \in H}$, then for any $\mu \in \mathscr{E}$ and $\nu \in M_R(X; \complex)$ with $\nu \ll \mu$, $\nu \in \mathscr{E}$ as well.
\end{enumerate}
Let $\mathscr{E} \subset M_R(X; \complex)$ be the closed subspace generated by $\bracsn{E_{x, y}|x, y \in H}$, then
\begin{enumerate}[start=1]
\item For any $\mu \in \mathscr{E}$ and $\nu \in M_R(X; \complex)$ with $\nu \ll \mu$, $\nu \in \mathscr{E}$ as well.
\item Let
\[
J: B^\infty(X; \complex) \to \mathscr{E}^* \quad \dpn{\mu, J(f)}{\mathscr{E}} = \int_X f d\mu
\]
then $\mathscr{E}^*$ admits a unique weak*-continuous involution and a unique separately weak*-continuous product, such that $\mathscr{E}^*$ is a commutative unital $C^*$-algebra, and $J$ is a unital *-homomorphism.
\end{enumerate}
\end{lemma}
\begin{proof}
@@ -45,6 +55,15 @@
By linearity, $fdE_{x, y} \in \mathscr{E}$ for all $f \in \Sigma(X; \complex)$. For each $f \in \Sigma(X; \complex)$, the mapping $\mu \mapsto f d\mu$ is continuous in the total variation norm, so $fd\mu \in \mathscr{E}$ for all $\mu \in \mathscr{E}$ and $f \in \Sigma(X; \complex)$. By \autoref{proposition:lp-simple-dense}, $\Sigma(X; \complex)$ is dense in $L^1(\mu; \complex)$ for all $\mu \in \mathscr{E}$. Therefore $fd\mu \in \mathscr{E}$ for all $f \in L^1(\mu; \complex)$ and $\mu \in \mathscr{E}$.
Finally, let $\mu \in \mathscr{E}$ and $\nu \in M_R(X; \complex)$ with $\nu \ll \mu$, then by the \hyperref[Radon-Nikodym Theorem]{theorem:lebesgue-radon-nikodym}, there exists $f \in L^1(\mu; \complex)$ such that $d\nu = f d\mu \in \mathscr{E}$.
(3): By (2), for any $\mu \in \mathscr{E}$ and $f \in L^1(\mu; \complex)$, $fd\mu \in \mathscr{E}$ as well. By \autoref{proposition:measures-dual-algebra}, there exists a unique weak*-continuous involution and separately weak*-continuous product on $\mathscr{E}^*$ making $\mathscr{E}^*$ a commutative unital $C^*$-algebra, and $J|_{C(X; \complex)}$ a unital *-homomorphism. Since
\begin{enumerate}[label=(\roman*)]
\item $J$ is $\sigma(B^\infty(X; \complex), M_R(X; \complex))$-$\sigma(\mathscr{E}^*, \mathscr{E})$ continuous.
\item Conjugation on $B^\infty(X; \complex)$ is $\sigma(B^\infty(X; \complex), M_R(X; \complex))$-continuous.
\item Multiplication on $B^\infty(X; \complex)$ is separately $\sigma(B^\infty(X; \complex), M_R(X; \complex))$-continuous.
\end{enumerate}
the mapping $J$ is a unital *-homomorphism.
\end{proof}
@@ -73,16 +92,7 @@
For any $\phi \in \mathscr{E}^*$, $I_E(\phi) = \int_X \phi dE$ is the \textbf{integral} of $\phi$ with respect to $E$.
\end{definition}
\begin{proof}
($C^*$ Structure of $\mathscr{E}^*$): By \autoref{lemma:spectral-measure-properties}, for any $\mu \in \mathscr{E}$ and $f \in L^1(\mu; \complex)$, $fd\mu \in \mathscr{E}$ as well. By \autoref{proposition:measures-dual-algebra}, there exists a unique weak*-continuous involution and separately weak*-continuous product on $\mathscr{E}^*$ making $\mathscr{E}^*$ a commutative unital $C^*$-algebra, and $J|_{C(X; \complex)}$ a unital *-homomorphism. Since
\begin{enumerate}[label=(\roman*)]
\item $J$ is $\sigma(B^\infty(X; \complex), M_R(X; \complex))$-$\sigma(\mathscr{E}^*, \mathscr{E})$ continuous.
\item Conjugation on $B^\infty(X; \complex)$ is $\sigma(B^\infty(X; \complex), M_R(X; \complex))$-continuous.
\item Multiplication on $B^\infty(X; \complex)$ is separately $\sigma(B^\infty(X; \complex), M_R(X; \complex))$-continuous.
\end{enumerate}
the mapping $J$ is a unital *-homomorphism.
(1): Let $\phi \in \mathscr{E}^*$ and $x, y \in H$, then
(1): Let $\phi \in \mathscr{E}^*$ and $x, y \in H$, then by \autoref{lemma:spectral-measure-properties},
\begin{align*}
|\dpn{I_E(\phi) \cdot x, y}{H}| &= |\dpn{E_{x, y}, \phi}{\mathscr{E}}| \le \norm{E_{x, y}}_{\mathscr{E}} \cdot \norm{\phi}_{\mathscr{E}^{*}} \\
&\le \norm{\phi}_{\mathscr{E}^{*}} \cdot \norm{x}_H \cdot \norm{y}_H
@@ -119,20 +129,22 @@
\label{theorem:spectral-theorem-vn-1}
Let $H$ be a complex Hilbert space and $A \subset B(H)$ be a commutative $C^*$-subalgebra with $I \in A$, then:
\begin{enumerate}
\item There exists a unique spectral measure $E: \cb_{\Omega(A)} \to B(H)$ such that
\item There exists a unique spectral measure $E: \cb_{\Omega(A)} \to B(H)$ such that\footnote{Omitting the natural map $C(\Omega(A); \complex) \to \mathscr{E}^*$. }
\[
T = \int_{\Omega(A)} \Gamma_A T dE \quad \forall T \in A
\]
\item Let $B \subset B(H)$ be the strong-operator closure of $A$ in $B(H)$, then
\item Let $B \subset B(H)$ be the strong-operator closure of $A$ in $B(H)$, and $\mathscr{E} \subset M_R(\Omega(A); \complex)$ be the closed subspace generated by $\bracsn{E_{x, y}|x, y \in H}$, then
\[
B = \bracs{\int_{\Omega(A)} \phi dE \bigg | \phi \in C(\Omega(A); \complex)^{**}}
I_E: \mathscr{E}^* \to B \quad \phi \mapsto \int_{\Omega(A)}\phi dE
\]
is a *-isomorphism.
\end{enumerate}
The mapping $C(\Omega(A); \complex)^{**} \to B$ defined by $\phi \mapsto \int \phi dE$ is the \textbf{extended inverse Gelfand transform} of $A$.
The mapping $\mathscr{E}^* \to B$ defined by $\phi \mapsto \int \phi dE$ is the \textbf{extended inverse Gelfand transform} of $A$.
\end{theorem}
\begin{proof}[Proof, {{\cite[Theorem 20.2]{Zhu}}}. ]
(1): By the \hyperref[Gelfand-Naimark Theorem]{theorem:gelfand-naimark}, $\Gamma_A: A \to C(\Omega(A); \complex)$ is a unital *-isomorphism. For each $x, y \in H$, $\Gamma_A^{-1}$ induces a mapping
(1): By the \hyperref[Gelfand-Naimark Theorem]{theorem:gelfand-naimark}, $\Gamma_A: A \to C(\Omega(A); \complex)$ is a *-isomorphism. For each $x, y \in H$, $\Gamma_A^{-1}$ induces a mapping
\[
E_{x, y}: C(\Omega(A); \complex) \to \complex \quad \dpn{f, E_{x, y}}{C(\Omega(A); \complex)} = \dpn{\Gamma_A^{-1}f \cdot x, y}{H}
\]
@@ -141,84 +153,77 @@
Since $\norm{E_{x, y}}_{C(\Omega(A); \complex)^*} \le \norm{x}_H\norm{y}_H$ for all $x, y \in H$, $\bracsn{E_{x, y}|x, y \in H}$ induces a bounded linear map
\[
I_E: C(\Omega(A); \complex)^{**} \to B(H) \quad \dpn{I_E(\phi)x, y}{H} = \dpn{E_{x, y}, \phi}{C(\Omega(A); \complex)^*}
J_E: B^\infty(\Omega(A); \complex) \to B(H) \quad \dpn{J_E(\phi)x, y}{H} = \dpn{E_{x, y}, \phi}{C(\Omega(A); \complex)^*}
\]
with $I_E(f) = \Gamma_A^{-1}(f)$ for all $f \in C(\Omega(A); \complex)$.
with $J_E(f) = \Gamma_A^{-1}(f)$ for all $f \in C(\Omega(A); \complex)$.
For any $C \in \cb_{\Omega(A)}$, $\one_C$ is a projection in $B^\infty(\Omega(A); \complex)$. So to see that
\[
E: \cb_{\Omega(A)} \to B(H) \quad \dpn{E(C)x, y}{H} = E_{x, y}(C)
\]
defines a spectral measure, it is sufficient to show that $I_E|_{B^\infty(\Omega(A); \complex)}$ is a *-homomorphism.
defines a spectral measure, it is sufficient to show that $J_E$ is a *-homomorphism.
Let $x, y \in H$, then as $\Gamma_A$ is a *-isomorphism, for any $f, g \in C(\Omega(A); \complex)$,
\begin{align*}
\dpn{fg, E_{x, y}}{C(\Omega(A); \complex)} &= \dpn{\Gamma_A^{-1}f \cdot \Gamma_A^{-1}g \cdot x, y}{H} \\
&= \dpn{\Gamma_A^{-1}g \cdot x, (\Gamma_A^{-1}f)^* y}{H} = \dpn{g, E_{x, I_E(f)^*y}}{C(\Omega(A); \complex)}
&= \dpn{\Gamma_A^{-1}g \cdot x, (\Gamma_A^{-1}f)^* y}{H} = \dpn{g, E_{x, J_E(f)^*y}}{C(\Omega(A); \complex)}
\end{align*}
As the above holds for all $g \in C(\Omega(A); \complex)$, $fE_{x, y} = E_{x, I_E(f)^*y}$. Now, fix $\phi \in B^\infty(\Omega(A); \complex)$, then for every $f \in C(\Omega(A); \complex)$,
As the above holds for all $g \in C(\Omega(A); \complex)$, $fE_{x, y} = E_{x, J_E(f)^*y}$. Now, fix $\phi \in B^\infty(\Omega(A); \complex)$, then for every $f \in C(\Omega(A); \complex)$,
\begin{align*}
\dpn{E_{x, y}, \phi f}{C(\Omega(A); \complex)^*} &= \dpn{E_{x, I_E(f)^*y}, \phi}{C(\Omega(A); \complex)^*} = \dpn{I_E(\phi)x, I_E(f)^*y}{H} \\
&= \dpn{I_E(f)I_E(\phi)x, y}{H} = \dpn{f, E_{I_E(\phi)x, y}}{C(\Omega(A); \complex)}
\dpn{E_{x, y}, \phi f}{C(\Omega(A); \complex)^*} &= \dpn{E_{x, J_E(f)^*y}, \phi}{C(\Omega(A); \complex)^*} = \dpn{J_E(\phi)x, J_E(f)^*y}{H} \\
&= \dpn{J_E(f)J_E(\phi)x, y}{H} = \dpn{f, E_{J_E(\phi)x, y}}{C(\Omega(A); \complex)}
\end{align*}
so $\phi E_{x, y} = E_{I_E(\phi)x, y}$ for all $\phi \in B^\infty(\Omega(A); \complex)$. Thus for any $\phi, \psi \in B^\infty(\Omega(A); \complex)$,
so $\phi E_{x, y} = E_{J_E(\phi)x, y}$ for all $\phi \in B^\infty(\Omega(A); \complex)$. Thus for any $\phi, \psi \in B^\infty(\Omega(A); \complex)$,
\begin{align*}
\dpn{I_E(\phi \psi)x, y}{H} &= \dpn{E_{x, y}, \phi \psi}{C(\Omega(A); \complex)^*} = \dpn{E_{I_E(\psi) x, y}, \phi}{C(\Omega(A); \complex)^*} \\
&= \dpn{I_E(\phi)I_E(\psi)x, y}{H}
\dpn{J_E(\phi \psi)x, y}{H} &= \dpn{E_{x, y}, \phi \psi}{C(\Omega(A); \complex)^*} = \dpn{E_{J_E(\psi) x, y}, \phi}{C(\Omega(A); \complex)^*} \\
&= \dpn{J_E(\phi)J_E(\psi)x, y}{H}
\end{align*}
and $I_E|_{B^\infty(\Omega(A); \complex)}$ is a homomorphism\footnote{With the same amount of writing and considerably more mental gymnastics, it can be shown that $I_E$ is a *-homomorphism on the full space $C(\Omega(A); \complex)^{**}$. However, it is not needed to show that $E$ is a spectral measure, and the homomorphism property falls out at the end anyways.}.
and $J_E$ is a homomorphism.
Finally, let $f \in C(\Omega(A); \real)$, then since $\Gamma_A$ is a *-isomorphism, $I_E(f) = \Gamma_A^{-1}(f)$ is self-adjoint. As such, for any $x \in H$, $\dpn{f, E_{x, x}}{C(\Omega(A); \complex)} = \dpn{I_E(f)x, x}{H} \in \real$, so $E_{x, x}$ is real-valued. Thus for any $\phi \in B^\infty(\Omega(A); \real)$ and $x \in H$, $\dpn{I_E(\phi)x, x}{H} = \dpn{E_{x, x}, \phi}{C(\Omega(A); \complex)^*} \in \real$ as well. Therefore $I_E(\phi)$ is self-adjoint, and $I_E|_{B^\infty(\Omega(A); \complex)}$ is a *-homomorphism.
Finally, let $f \in C(\Omega(A); \real)$, then since $\Gamma_A$ is a *-isomorphism, $J_E(f) = \Gamma_A^{-1}(f)$ is self-adjoint. As such, for any $x \in H$, $\dpn{f, E_{x, x}}{C(\Omega(A); \complex)} = \dpn{J_E(f)x, x}{H} \in \real$, so $E_{x, x}$ is real-valued. Thus for any $\phi \in B^\infty(\Omega(A); \real)$ and $x \in H$, $\dpn{J_E(\phi)x, x}{H} = \dpn{E_{x, x}, \phi}{C(\Omega(A); \complex)^*} \in \real$ as well. Therefore $J_E(\phi)$ is self-adjoint, and $J_E$ is a *-homomorphism.
(2): By \hyperref[Goldstine's Theorem]{corollary:weak-dense-unit-ball}, $C(\Omega(A); \complex)$ is weak*-dense in $C(\Omega(A); \complex)^{**}$. Since the mapping $\phi \mapsto \int_{\Omega(A)}\phi dE$ is continuous from the weak* topology on $C(\Omega(A); \complex)^{**}$ to the weak operator topology on $B(H)$,
\[
B \supset \bracs{\int_{\Omega(A)} \phi dE \bigg | \phi \in C(\Omega(A); \complex)^{**}}
\]
(2): By \autoref{definition:spectral-measure-integral}, $I_E$ is an injective unital *-homomorphism, so it is sufficient to show that $I_E(\mathscr{E}^*) = B$.
by \autoref{proposition:closure-of-image}.
Let $J: C(\Omega(A); \complex) \to \mathscr{E}^*$ be defined by $\dpn{\mu, J(f)}{\mathscr{E}} = \int_{\Omega(A)}f d\mu$ for each $\mu \in \mathscr{E}$ and $f \in C(\Omega(A); \complex)$. By \hyperref[Goldstine's Theorem]{corollary:weak-dense-unit-ball}, $C(\Omega(A); \complex)$ is weak*-dense in $C(\Omega(A); \complex)^{**}$, so $J(C(\Omega(A); \complex))$ is weak*-dense in $\mathscr{E}^*$. Since $I_E$ is continuous from the weak* topology on $\mathscr{E}^*$ to the weak operator topology on $B(H)$, $I_E(\mathscr{E}^*) \subset B$ by \autoref{proposition:closure-of-image}.
On the other hand, by the \hyperref[Banach-Alaoglu Theorem]{theorem:alaoglu}, $\ol{B_{C(\Omega(A); \complex)^{**}}(0, 1)}$ is weak*-compact, so
\[
S := \bracs{\int_{\Omega(A)} \phi dE \bigg | \phi \in C(\Omega(A); \complex)^{**}, \norm{\phi}_{C(\Omega(A); \complex)^{**}} \le 1}
\]
is weak-operator compact. As $\Gamma_A: A \to C(\Omega(A); \complex)$ is an isometric isomorphism, $S \supset \ol{B_A(0, 1)}$. By the \hyperref[Kaplansky Density Theorem]{theorem:kaplansky-density}, $S \supset B_B(0, 1)$, and
\[
B = \bracs{\int_{\Omega(A)} \phi dE \bigg | \phi \in C(\Omega(A); \complex)^{**}}
\]
On the other hand, by the \hyperref[Banach-Alaoglu Theorem]{theorem:alaoglu}, $\ol{B_{\mathscr{E}^*}(0, 1)}$ is weak*-compact, so $I_E(\ol{B_{\mathscr{E}^*}(0, 1)})$ is weak-operator compact. As $\Gamma_A: A \to C(\Omega(A); \complex)$ is an isometric isomorphism, $I_E(\ol{B_{\mathscr{E}^*}(0, 1)}) \supset \ol{B_A(0, 1)}$. By the \hyperref[Kaplansky Density Theorem]{theorem:kaplansky-density}, $I_E(\ol{B_{\mathscr{E}^*}(0, 1)}) \supset B_B(0, 1)$, and $I_E(\mathscr{E}^*) = B$.
\end{proof}
\begin{definition}[Borel Functional Calculus]
\label{definition:borel-functional-calculus}
Let $H$ be a complex Hilbert space, $T \in B(H)$ be normal, and $A \subset B(H)$ be the smallest von Neumann algebra acting on $H$ containing $T$ and $I$, then there exists a unique unital *-homomorphism
\[
C(\sigma_{B(H)}(T); \complex)^{**} \to A \quad \phi \mapsto \phi(T)
\]
such that:
Let $H$ be a complex Hilbert space, $T \in B(H)$ be normal, and $A \subset B(H)$ be the smallest von Neumann algebra acting on $H$ containing $T$ and $I$, then
\begin{enumerate}
\item $\one(T) = I$, $\text{Id}(T) = T$, $\ol{\text{Id}}(T) = T^*$.
\item The mapping $\phi \mapsto \phi(T)$ is continuous from the weak* topology on $C(\sigma_{B(H)}(T); \complex)^{**}$ to the weak operator topology on $A$.
\item There exists a unique spectral measure $E: \cb_{\sigma_{B(H)}(T)} \to A$ such that
\[
T = \int_{\sigma_{B(H)}(T)}\lambda E(d\lambda) \quad T^* = \int_{\sigma_{B(H)}(T)}\ol \lambda E(d\lambda)
\]
\item Let $\mathscr{E} \subset M_R(\sigma_{B(H)}(T); \complex)$ be the closed subspace generated by $\bracsn{E_{x, y}|x, y \in H}$, and $A \subset B(H)$ be the von Neumann algebra generated by $I$ and $T$, then
\[
I_E: \mathscr{E}^* \to A \quad \phi \mapsto \phi(T) := \int_{\sigma_{B(H)}(T)}\phi dE
\]
is a *-isomorphism.
\item $I_E: \mathscr{E}^* \to A$ is the unique weak* to weak-operator continuous unital *-homomorphism such that $I_E(\text{Id}) = T$.
\end{enumerate}
Moreover, there exists a unique spectral measure $E: \cb_{\sigma_{B(H)}(T)} \to A$ such that $\phi(T) = \int_{\sigma_{B(H)}(T)}\phi dE$ for all $\phi \in C(\sigma_{B(H)}(T); \complex)^{**}$.
The mapping $f \mapsto f(T)$ on $\mathscr{E}^*$ is the \textbf{$L^\infty$-functional calculus} of $T$.
\end{definition}
\begin{proof}
By the \hyperref[Spectral Theorem]{theorem:spectral-theorem-vn-1} applied to $B(H)[T]$, there exists a unique spectral measure $E$ on $\sigma_{B(H)}(T)$ such that the mapping
(1), (2): By the \hyperref[Spectral Theorem]{theorem:spectral-theorem-vn-1} applied to $B(H)[T]$, there exists a unique spectral measure $E$ on $\sigma_{B(H)}(T)$ such that the mapping
\[
I_E: C(\sigma_{B(H)}(T); \complex)^{**} \to A \quad \phi \mapsto \int_{\sigma_{B(H)}(T)} \phi dE
\]
extends the inverse Gelfand transform $\Gamma_{B(H)[T]}^{-1}: C(\sigma_{B(H)}(T); \complex) \to B(H)[T]$.
is a *-isomorphism that extends the inverse Gelfand transform $\Gamma_{B(H)[T]}^{-1}: C(\sigma_{B(H)}(T); \complex) \to B(H)[T]$.
For each $\phi \in C(\sigma_{B(H)}(T); \complex)^{**}$, let $\phi(T) = \int_{\sigma_{B(H)}(T)}\phi dE$, then the mapping $\phi \mapsto \phi(T)$ is continuous from the weak* topology on $C(\sigma_{B(H)}(T); \complex)^{**}$ to the weak operator topology on $A$ by \autoref{definition:spectral-measure-integral}.
Finally, by uniqueness of the \hyperref[continuous functional calculus]{definition:continuous-functional-calculus}, \hyperref[Goldstine's Theorem]{corollary:weak-dense-unit-ball}, and (2), the mapping $\phi \mapsto \phi(T)$ is unique.
(3): By uniqueness of the \hyperref[continuous functional calculus]{definition:continuous-functional-calculus}, \hyperref[Goldstine's Theorem]{corollary:weak-dense-unit-ball}, and (2), the mapping $\phi \mapsto \phi(T)$ is unique.
\end{proof}