Added the Mackey-Arens theorem.

This commit is contained in:
Bokuan Li
2026-06-26 00:16:36 -04:00
parent 061a4f3034
commit 9c08e0a525
14 changed files with 118 additions and 38 deletions

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@@ -138,7 +138,7 @@
\begin{proposition}
\label{proposition:compact-uniform-open}
Let $X$ be a topological space, $\kappa \subset 2^X$ be the collection of all precompact sets in $X$, and $(Y, \fU)$ be a uniform space, then the $\kappa$-open topology and $\kappa$-uniform topology on $C(X; Y)$ coincide.
Let $X$ be a topological space, $\kappa \subset 2^X$ be the collection of all relatively compact sets in $X$, and $(Y, \fU)$ be a uniform space, then the $\kappa$-open topology and $\kappa$-uniform topology on $C(X; Y)$ coincide.
\end{proposition}
\begin{proof}
By \autoref{definition:set-uniform}, the $\kappa$-uniform topology is finer than the $\kappa$-open topology.

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@@ -51,7 +51,7 @@
\end{enumerate}
\end{theorem}
\begin{proof}
Let $U \subset X$ be open and $\seq{U_n} \subset 2^X$ be open and dense. Let $V_0 = U$. For each $n \in \natp$, by density of $U_n$, there exists $x \in U_n \cap V_{n - 1}$. Since $X$ is regular (\autoref{definition:uniform-separated}/\autoref{proposition:compact-hausdorff-normal}), there exists $V_{n} \in \cn^o(x)$ such that $x \in V_{n} \subset \ol U_{n} \subset U_n \cap V_{n-1}$. If $X$ is locally compact, choose $V_n$ to be precompact. If $X$ is completely metrisable, choose $V_n$ such that $\text{diam}(V_n) \le 1/n$.
Let $U \subset X$ be open and $\seq{U_n} \subset 2^X$ be open and dense. Let $V_0 = U$. For each $n \in \natp$, by density of $U_n$, there exists $x \in U_n \cap V_{n - 1}$. Since $X$ is regular (\autoref{definition:uniform-separated}/\autoref{proposition:compact-hausdorff-normal}), there exists $V_{n} \in \cn^o(x)$ such that $x \in V_{n} \subset \ol U_{n} \subset U_n \cap V_{n-1}$. If $X$ is locally compact, choose $V_n$ to be relatively compact. If $X$ is completely metrisable, choose $V_n$ such that $\text{diam}(V_n) \le 1/n$.
Now, if $X$ is locally compact, then by the finite intersection property, $\bigcap_{n \in \natp}\ol{V_n} \ne \emptyset$. If $X$ is completely metrisable, then $\seq{V_n}$ is a Cauchy filter base, and converges to at least one point, so $\bigcap_{n \in \natp}\ol{V_n} \ne \emptyset$.

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@@ -54,7 +54,7 @@ For details regarding the complex-valued cased, in particular its properties as
\begin{proof}
Let $\phi \in C_0(X; E)$. Using \autoref{proposition:c0-properties}, assume without loss of generality that $\phi \in C_c(X; E)$.
Since $\supp{\phi}$ is compact, so is $\phi(X)$ by \autoref{proposition:compact-extensions}. Let $U \in \cn_E^o(0)$ be balanced, then there exists $\seqf{y_j} \subset E \setminus \bracs{0}$ such that $\bigcup_{j = 1}^n (y_j + U) \supset \phi(X)$. For each $1 \le j \le n$, let $V_j = \phi^{-1}(y_j + U)$, then $\seqf{V_j}$ is an open cover of $\supp{\phi}$ consisting of precompact open sets. By \autoref{proposition:lch-partition-of-unity}, there exists a partition of unity $\seqf{\phi_j} \subset C_c(X; [0, 1])$ on $\supp{\phi}$ subordinate to $\seqf{V_j}$. For any $x \in E$,
Since $\supp{\phi}$ is compact, so is $\phi(X)$ by \autoref{proposition:compact-extensions}. Let $U \in \cn_E^o(0)$ be balanced, then there exists $\seqf{y_j} \subset E \setminus \bracs{0}$ such that $\bigcup_{j = 1}^n (y_j + U) \supset \phi(X)$. For each $1 \le j \le n$, let $V_j = \phi^{-1}(y_j + U)$, then $\seqf{V_j}$ is an open cover of $\supp{\phi}$ consisting of relatively compact open sets. By \autoref{proposition:lch-partition-of-unity}, there exists a partition of unity $\seqf{\phi_j} \subset C_c(X; [0, 1])$ on $\supp{\phi}$ subordinate to $\seqf{V_j}$. For any $x \in E$,
\begin{align*}
\phi(x) - \sum_{j = 1}^n y_j \phi_j(x) &= \sum_{j = 1}^n \phi(x) \phi_j(x) - \sum_{j = 1}^n y_j \phi_j(x) \\
&= \sum_{j = 1}^n \phi_j(x)[\phi(x) - y_j] \in \sum_{j = 1}^n \phi_j(x)U \subset U

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@@ -104,7 +104,7 @@
\item $\infty \in U$ and $U^c \subset X$ is compact.
\end{enumerate}
Let $\seqi{U} \subset \mathcal{T}^*$ be an open cover of $X$, then there exists $i \in I$ such that $\infty \in U$. In which case, $U_i$ must satisfy (b), so there exists $J \subset I$ finite such that $\bigcup_{j \in J}U_j \supset U_i^c$, and $\bracsn{U_j|j \in J \cup \bracs{i}}$ is a finite subcover. Now, let $x \in X$, then since $X$ is locally compact, there exists a precompact neighbourhood $U \in \cn_X^o(x)$. In which case, $\ol{U}^c \in \cn_{X^*}(\infty)$ with $U \cap \ol{U}^c = \emptyset$. Therefore $X^*$ is a compact Hausdorff space.
Let $\seqi{U} \subset \mathcal{T}^*$ be an open cover of $X$, then there exists $i \in I$ such that $\infty \in U$. In which case, $U_i$ must satisfy (b), so there exists $J \subset I$ finite such that $\bigcup_{j \in J}U_j \supset U_i^c$, and $\bracsn{U_j|j \in J \cup \bracs{i}}$ is a finite subcover. Now, let $x \in X$, then since $X$ is locally compact, there exists a relatively compact neighbourhood $U \in \cn_X^o(x)$. In which case, $\ol{U}^c \in \cn_{X^*}(\infty)$ with $U \cap \ol{U}^c = \emptyset$. Therefore $X^*$ is a compact Hausdorff space.
Let $\iota: X \to X^*$ be the inclusion map. For each $U \in \mathcal{T}^*$ satisfying (b), $\iota^{-1}(U) = U \cap X$. Since $U^c \subset X$ is compact, $U \cap X$ is open by \autoref{proposition:compact-closed}, so $\iota \in C(X; X^*)$. By (a), $\iota$ is an embedding.

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@@ -164,7 +164,7 @@
\label{definition:ideal-generated-topology}
Let $X$ be a topological space and $\sigma \subset 2^X$ be an ideal, then $X$ is \textbf{$\sigma$-generated} if the topology of $X$ is the final topology generated by $\bracs{\iota_S: S \to X|S \in \sigma}$.
If $\kappa \subset 2^X$ is the collection of precompact sets of $X$, and $X$ is generated by $\kappa$, then $X$ is \textbf{compactly generated}.
If $\kappa \subset 2^X$ is the collection of relatively compact sets of $X$, and $X$ is generated by $\kappa$, then $X$ is \textbf{compactly generated}.
\end{definition}

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@@ -7,7 +7,7 @@
\begin{enumerate}
\item For any $x \in X$, there exists $K \in \cn(x)$ compact.
\item For any $x \in X$, $\cn(x)$ admits a fundamental system of neighbourhoods consisting of compact sets.
\item For any $x \in X$, $\cn(x)$ admits a fundamental system of neighbourhoods consisting of precompact sets.
\item For any $x \in X$, $\cn(x)$ admits a fundamental system of neighbourhoods consisting of relatively compact sets.
\end{enumerate}
If the above holds, then $X$ is a \textbf{locally compact Hausdorff (LCH)} space.
@@ -20,10 +20,10 @@
\begin{lemma}
\label{lemma:lch-compact-neighbour}
Let $X$ be a LCH space, $K \subset X$ be compact, and $U \in \cn(K)$, then there exits $V \in \cn^o(K)$ precompact such that $K \subset V \subset \ol{V} \subset U$.
Let $X$ be a LCH space, $K \subset X$ be compact, and $U \in \cn(K)$, then there exits $V \in \cn^o(K)$ relatively compact such that $K \subset V \subset \ol{V} \subset U$.
\end{lemma}
\begin{proof}
For each $x \in K$, there exists $V_x \in \cn^o(x)$ be precompact such that $x \in V_x \subset \overline{V_x} \subset U$ by (3) of \autoref{definition:lch}. Since $K$ is compact, there exists $\seqf{x_j} \subset K$ such that
For each $x \in K$, there exists $V_x \in \cn^o(x)$ be relatively compact such that $x \in V_x \subset \overline{V_x} \subset U$ by (3) of \autoref{definition:lch}. Since $K$ is compact, there exists $\seqf{x_j} \subset K$ such that
\[
K \subset \bigcup_{j = 1}^n V_{x_j} \subset U
\]
@@ -33,7 +33,7 @@
\ol{\bigcup_{j = 1}^n V_{x_j}} = \bigcup_{j = 1}^n \overline{V_{x_j}} \subset U
\]
so $V = \bigcup_{j = 1}^n V_{x_j} \in \cn^o(K)$ is precompact.
so $V = \bigcup_{j = 1}^n V_{x_j} \in \cn^o(K)$ is relatively compact.
\end{proof}
\begin{lemma}[Urysohn's Lemma (LCH)]
@@ -41,7 +41,7 @@
Let $X$ be a LCH space, $K \subset X$ be compact, and $U \in \cn(K)$, then there exists $F \in C_c(X; [0, 1])$ such that $\supp{F} \subset U$.
\end{lemma}
\begin{proof}[Proof, {{\cite[Lemma 4.32]{Folland}}}. ]
By \autoref{lemma:lch-compact-neighbour}, there exists $V, W \in \cn^o(K)$ precompact such that
By \autoref{lemma:lch-compact-neighbour}, there exists $V, W \in \cn^o(K)$ relatively compact such that
\[
K \subset V \subset \ol{V} \subset W \subset \ol{W} \subset U
\]
@@ -64,7 +64,7 @@
Let $X$ be a LCH space, $K \subset X$ be compact, $U \in \cn^o(K)$, and $f \in C(K; \real)$, then there exists $F \in C_c(U; \real)$ such that $F|_K = f$.
\end{theorem}
\begin{proof}
By \autoref{lemma:lch-compact-neighbour}, there exists $V, W \in \cn^o(K)$ precompact such that $K \subset V \subset \ol{V} \subset U$. As $\ol{W}$ is compact, it is normal by \autoref{proposition:compact-hausdorff-normal}. Since $X$ is Hausdorff, $K \subset \ol{W}$ is closed by \autoref{proposition:compact-closed}.
By \autoref{lemma:lch-compact-neighbour}, there exists $V, W \in \cn^o(K)$ relatively compact such that $K \subset V \subset \ol{V} \subset U$. As $\ol{W}$ is compact, it is normal by \autoref{proposition:compact-hausdorff-normal}. Since $X$ is Hausdorff, $K \subset \ol{W}$ is closed by \autoref{proposition:compact-closed}.
By the \hyperref[Tietze extension theorem]{theorem:tietze}, there exists $F \in C(\ol{W}; \real)$ such that $F|_K = f$. By \hyperref[Urysohn's lemma]{lemma:lch-urysohn}, there exists $\eta \in C_c(X; [0, 1])$ such that $\eta|_K = 1$ and $\supp{\eta} \subset V$. In which case, define
\[
@@ -119,12 +119,12 @@
Assume inductively that $\bracs{U_j}_0^n$ has been constructed such that:
\begin{enumerate}
\item[(a)] For each $0 \le k \le n$, $U_k$ is a precompact open set.
\item[(a)] For each $0 \le k \le n$, $U_k$ is a relatively compact open set.
\item[(b)] For each $0 \le k < n$, $\overline{U_k} \subset U_{k+1}$.
\item[(c)] For each $1 \le k \le n$, $U_k \supset \bigcup_{j = 1}^k K_j$.
\end{enumerate}
By \autoref{lemma:lch-compact-neighbour}, there exists $U_{n+1} \in \cn^o(\overline{U_n} \cup K_{n+1})$ precompact. In which case, by (c),
By \autoref{lemma:lch-compact-neighbour}, there exists $U_{n+1} \in \cn^o(\overline{U_n} \cup K_{n+1})$ relatively compact. In which case, by (c),
\[
U_{n+1} \supset \ol{U_n} \cup K_{n+1} \supset \bigcup_{j = 1}^n K_j \cup K_{n+1} = \bigcup_{j = 1}^{n+1}K_j
\]
@@ -159,8 +159,8 @@
\end{proof}
\begin{lemma}
\label{lemma:lch-locally-finite-precompact-refine}
Let $X$ be a LCH space and $\ce \subset 2^X$ be a locally finite precompact open cover of $X$, then there exists locally finite precompact open covers $\bracs{F_E}_{E \in \ce}, \bracs{G_E}_{E \in \ce} \subset 2^X$ such that for each $E \in \ce$, $F_E \subset \ol{F_E} \subset E \subset \ol{E} \subset G_E$.
\label{lemma:lch-locally-finite-relatively compact-refine}
Let $X$ be a LCH space and $\ce \subset 2^X$ be a locally finite relatively compact open cover of $X$, then there exists locally finite relatively compact open covers $\bracs{F_E}_{E \in \ce}, \bracs{G_E}_{E \in \ce} \subset 2^X$ such that for each $E \in \ce$, $F_E \subset \ol{F_E} \subset E \subset \ol{E} \subset G_E$.
\end{lemma}
\begin{proof}
$(\bracs{F_E}_{E \in \ce})$: For each $E \in \ce$, $\bracs{F \in \ce|F \cap \ol E \ne \emptyset}$ is finite by \autoref{lemma:locally-finite-compact}. Let
@@ -168,7 +168,7 @@
F_E = \bigcup_{\substack{F \in \ce} \\ F \cap \ol E \ne \emptyset}F
\]
then $F_E \in \cn(\ol{E})$ is precompact.
then $F_E \in \cn(\ol{E})$ is relatively compact.
Let $N \subset X$ and $E \in \ce$. If $N \cap F_E \ne \emptyset$, then there exists $F \in \ce$ such that $N \cap F \ne \emptyset$ and $F \cap \ol{E} \ne \emptyset$. Thus
\[
@@ -179,7 +179,7 @@
Let $x \in X$, then there exists $N \in \cn(x)$ such that $\bracs{F \in \ce|N \cap F \ne \emptyset}$ is finite. In which case, $\bracs{E \in \ce|N \cap F_E \ne \emptyset}$ is finite as well. Therefore $\bracs{F_E}_{E \in \ce}$ is locally finite.
$(\bracs{G_E}_{E \in \ce})$: For each $x \in X$, there exists $E \in \ce$ and $N_x \in \cn^o(x)$ precompact with $x \in N_x \subset \ol{N_x} \subset E$.
$(\bracs{G_E}_{E \in \ce})$: For each $x \in X$, there exists $E \in \ce$ and $N_x \in \cn^o(x)$ relatively compact with $x \in N_x \subset \ol{N_x} \subset E$.
For any $E \in \ce$, $\ol{E}$ is compact, so there exists $X_E \subset X$ finite such that
\begin{enumerate}
@@ -212,35 +212,35 @@
Let $X$ be a LCH space, then the following are equivalent:
\begin{enumerate}
\item $X$ is paracompact.
\item There exists a locally finite precompact open cover $\cf$ of $X$.
\item For any open cover $\mathcal{U}$ of $X$, there exists a locally finite refinement $\mathcal{V}$ of $\mathcal{U}$ consisting of precompact open sets.
\item For any open cover $\mathcal{U}$ of $X$, there exists locally finite refinements $\seqi{V}, \seqi{W} \subset 2^X$ of $\mathcal{U}$ consisting of precompact open sets such that $\ol{W_i} \subset V_i$ for all $i \in I$.
\item There exists a locally finite relatively compact open cover $\cf$ of $X$.
\item For any open cover $\mathcal{U}$ of $X$, there exists a locally finite refinement $\mathcal{V}$ of $\mathcal{U}$ consisting of relatively compact open sets.
\item For any open cover $\mathcal{U}$ of $X$, there exists locally finite refinements $\seqi{V}, \seqi{W} \subset 2^X$ of $\mathcal{U}$ consisting of relatively compact open sets such that $\ol{W_i} \subset V_i$ for all $i \in I$.
\item For any open cover $\mathcal{U}$ of $X$, there exists a $C_c(X; [0, 1])$ partition of unity subordinate to it.
\item $X$ admits a $C_c(X; [0, 1])$ partition of unity.
\end{enumerate}
\end{proposition}
\begin{proof}
(1) $\Rightarrow$ (2): For each $x \in X$, there exists a precompact open neighbourhood $U_x \in \cn^o(x)$. Since $\bracs{U_x| x \in X}$ is an open cover of $X$, there exists a locally finite refinement $\mathcal{V}$. For each $V \in \mathcal{V}$, there exists $x \in X$ such that $V \subset U_x$. In which case, $\ol{V} \subset \ol{U_x}$ is compact.
(1) $\Rightarrow$ (2): For each $x \in X$, there exists a relatively compact open neighbourhood $U_x \in \cn^o(x)$. Since $\bracs{U_x| x \in X}$ is an open cover of $X$, there exists a locally finite refinement $\mathcal{V}$. For each $V \in \mathcal{V}$, there exists $x \in X$ such that $V \subset U_x$. In which case, $\ol{V} \subset \ol{U_x}$ is compact.
(2) $\Rightarrow$ (3): Let $\cf \subset 2^X$ be a locally finite open cover of $X$ consisting of precompact open sets. By \autoref{lemma:lch-locally-finite-precompact-refine}, there exists a locally finite open cover $\bracs{G_F}_{F \in \cf}$ of $X$ consisting of precompact open sets such that $\ol{F} \subset G_F$ for all $F \in \cf$.
(2) $\Rightarrow$ (3): Let $\cf \subset 2^X$ be a locally finite open cover of $X$ consisting of relatively compact open sets. By \autoref{lemma:lch-locally-finite-relatively compact-refine}, there exists a locally finite open cover $\bracs{G_F}_{F \in \cf}$ of $X$ consisting of relatively compact open sets such that $\ol{F} \subset G_F$ for all $F \in \cf$.
For each $F \in \cf$, let
\[
\mathcal{U}_F = \bracs{U \cap G_F|U \in \mathcal{U}}
\]
then $\mathcal{U}_F$ is a precompact open cover of $\ol{F}$. By compactness of $\ol{F}$, there exists $\mathcal{V}_F \subset \mathcal{U}_F$ finite such that $\ol{F} \subset \bigcup_{V \in \mathcal{V}_F}V$.
then $\mathcal{U}_F$ is a relatively compact open cover of $\ol{F}$. By compactness of $\ol{F}$, there exists $\mathcal{V}_F \subset \mathcal{U}_F$ finite such that $\ol{F} \subset \bigcup_{V \in \mathcal{V}_F}V$.
Let $\mathcal{V} = \bigcup_{F \in \cf}\mathcal{V}_F$, then $\mathcal{V}$ is a precompact open cover of $X$. For any $x \in X$, there exists $N \in \cn(x)$ such that $\bracs{F \in \cf|N \cap G_F}$ is finite. Thus
Let $\mathcal{V} = \bigcup_{F \in \cf}\mathcal{V}_F$, then $\mathcal{V}$ is a relatively compact open cover of $X$. For any $x \in X$, there exists $N \in \cn(x)$ such that $\bracs{F \in \cf|N \cap G_F}$ is finite. Thus
\[
\bracs{V \in \mathcal{V}| N \cap V} \subset \bigcup_{\substack{F \in \cf \\ N \cap G_F \ne \emptyset}}\mathcal{V}_F
\]
is finite, and $\mathcal{V}$ is locally finite.
(3) $\Rightarrow$ (4): By \autoref{lemma:lch-locally-finite-precompact-refine}.
(3) $\Rightarrow$ (4): By \autoref{lemma:lch-locally-finite-relatively compact-refine}.
(4) $\Rightarrow$ (5): Let $\seqi{V}, \seqi{W} \subset 2^X$ be locally finite refinements of $\mathcal{U}$ consisting of precompact open sets such that for each $i \in I$, $\ol{W_i} \subset V_i$.
(4) $\Rightarrow$ (5): Let $\seqi{V}, \seqi{W} \subset 2^X$ be locally finite refinements of $\mathcal{U}$ consisting of relatively compact open sets such that for each $i \in I$, $\ol{W_i} \subset V_i$.
By \hyperref[Urysohn's lemma]{lemma:lch-urysohn}, there exists $\seqi{f} \in C_c(X; [0, 1])$ such that for each $i \in I$, $f_i|_{\ol{W_i}} = 1$ and $\supp{f_i} \subset V_i$.
@@ -257,7 +257,7 @@
(5) $\Rightarrow$ (6): Take $\mathcal{U} = \bracs{X}$.
(6) $\Rightarrow$ (2): Let $\seqi{f} \subset C_c(X; [0, 1])$ be a partition of unity. For each $i \in I$, let $V_i = \bracs{f_i > 0}$, then $\seqi{V}$ is a locally finite precompact open cover of $\mathcal{U}$.
(6) $\Rightarrow$ (2): Let $\seqi{f} \subset C_c(X; [0, 1])$ be a partition of unity. For each $i \in I$, let $V_i = \bracs{f_i > 0}$, then $\seqi{V}$ is a locally finite relatively compact open cover of $\mathcal{U}$.
\end{proof}
\begin{proposition}
@@ -273,7 +273,7 @@
Let $X$ be a $\sigma$-compact LCH space, then $X$ is paracompact.
\end{proposition}
\begin{proof}
By \autoref{proposition:lch-sigma-compact}, there exists an exhaustion $\seq{U_n} \subset 2^X$ of $X$ by precompact open sets. Denote $U_0 = \emptyset$. For each $n \in \natp$, let $V_n = U_{n+1} \setminus \ol{U_{n-1}}$.
By \autoref{proposition:lch-sigma-compact}, there exists an exhaustion $\seq{U_n} \subset 2^X$ of $X$ by relatively compact open sets. Denote $U_0 = \emptyset$. For each $n \in \natp$, let $V_n = U_{n+1} \setminus \ol{U_{n-1}}$.
Let $x \in X$, then there exists $n \in \natp$ such that $x \in U_n \setminus U_{n-1}$. In which case, if $n > 1$, then $x \in U_{n} \setminus \ol{U_{n - 2}} = V_{n-1}$. If $n = 1$, then $x \in U_{2} = V_1$. Thus $\seq{V_n}$ is an open cover of $X$. In addition, for any $m, n \in \natp$ with $m \le n$, $V_m \cap V_n \ne \emptyset$ implies that $n - m < 2$, so $\seq{V_n}$ is locally finite. By (2) of \autoref{proposition:lch-paracompact}, $X$ is paracompact.
\end{proof}

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@@ -49,12 +49,12 @@
In addition, if $\cf$ satisfies (E1) and
\begin{enumerate}[label=(E\arabic*), start=1]
\item For each $x \in X$, $\cf(x) = \bracs{f(x)|f \in \cf}$ is precompact in $Y$.
\item For each $x \in X$, $\cf(x) = \bracs{f(x)|f \in \cf}$ is relatively compact in $Y$.
\end{enumerate}
then
\begin{enumerate}[label=(C\arabic*), start=2]
\item $\cf$ is a precompact subset of $C(X; Y)$ with respect to the uniform structure of compact convergence.
\item $\cf$ is a relatively compact subset of $C(X; Y)$ with respect to the uniform structure of compact convergence.
\end{enumerate}
Conversely, if $X$ is a LCH space, then (C3) implies (E1) + (E2).