diff --git a/refs.bib b/refs.bib index 7f7e639..c472d15 100644 --- a/refs.bib +++ b/refs.bib @@ -122,3 +122,13 @@ year={1978}, publisher={Springer} } +@book{Zhu, + title={An Introduction to Operator Algebras}, + author={Zhu, K.}, + isbn={9780849378751}, + lccn={93007172}, + series={Studies in Advanced Mathematics}, + url={https://books.google.ca/books?id=XHLj7bz8hOIC}, + year={1993}, + publisher={Taylor \& Francis} +} diff --git a/src/op/banach/igroup.tex b/src/op/banach/igroup.tex new file mode 100644 index 0000000..e591bf2 --- /dev/null +++ b/src/op/banach/igroup.tex @@ -0,0 +1,34 @@ +\section{The Index Group} +\label{section:index-group} + +\begin{definition}[Identity Component] +\label{definition:identity-component} + Let $A$ be a unital Banach algebra, then the connected component $G_0(A)$ of $G(A)$ containing $1$ is the \textbf{identity component} of $G(A)$, and: + \begin{enumerate} + \item $G_0(A)$ is an open, closed, and normal subgroup of $G(A)$. + \item The cosets of $G_0(A)$ are the connected components of $G(A)$. + \end{enumerate} +\end{definition} +\begin{proof}[Proof, {{\cite[Theorem 2.4]{Zhu}}}. ] + (1): Since $G_0(A)$ is connected, it is open and closed. By \autoref{proposition:locally-path-connected-properties}, $G_0(A)$ coincides with the path component of $G(A)$ containing $1$. + + Let $x, y \in G_0(A)$, then there exists paths $f, g \in C([0, 1]; G_0(A))$ such that $f(0) = g(0) = 1$, $f(1) = x$, and $g(1) = y$. The concatenation of $f$ and $xg$ then is a path from $1$ to $xy$, so $xy \in G_0(A)$. In addition, $t \mapsto f(t)^{-1}$ is a path from $1$ to $x^{-1}$, so $x^{-1} \in G_0(A)$ as well. Therefore $G_0(A)$ is a subgroup of $G(A)$. + + Finally, let $x \in G(A)$, then $x^{-1}G_0(A)x$ is a connected subset of $G(A)$ containing $1$, so $x^{-1}G_0(A)x \subset G_0(A)$ and $G_0(A) \subset xG_0(A)x^{-1}$. Since the above holds for all $x \in G(A)$, $x^{-1}G_0(A)x = G_0(A)$. + + (2): For each $x \in G(A)$, $xG_0(A)$ is connected, closed, and open, so it is a connected component by \autoref{lemma:union-connected-components}. +\end{proof} + +% Note: this setup appears to work in general topological groups. There does not seem to be any payoffs as of now. +% However, should there be any, the proof should be improved to avoid the path argument. + + +\begin{definition}[Index Group] +\label{definition:index-group} + Let $A$ be a unital Banach algebra, then the \textbf{index group} $I(A)$ is the quotient $G(A)/G_0(A)$, which is a discrete group. +\end{definition} +\begin{proof} + By \autoref{definition:identity-component}, the components of $G(A)$ are the cosets of $G_0(A)$, so the quotient group is discrete. +\end{proof} + + diff --git a/src/op/banach/index.tex b/src/op/banach/index.tex index 8187989..0cf7901 100644 --- a/src/op/banach/index.tex +++ b/src/op/banach/index.tex @@ -1,5 +1,7 @@ -\chapter{$C*$-Algebras} +\chapter{Banach Algebras} \label{chap:banach-algebras} \input{./definitions.tex} -\input{./invertible.tex} \ No newline at end of file +\input{./invertible.tex} +\input{./igroup.tex} +\input{./spectrum.tex} \ No newline at end of file diff --git a/src/op/banach/invertible.tex b/src/op/banach/invertible.tex index 2798e99..512b51b 100644 --- a/src/op/banach/invertible.tex +++ b/src/op/banach/invertible.tex @@ -4,15 +4,17 @@ \begin{definition}[Invertible] \label{definition:banach-algebra-invertible} - Let $A$ be a unital Banach algebra and $x \in A$, then $x$ is \textbf{invertible} if there exists $x^{-1} \in A$ such that $xx^{-1} = x^{-1}x = 1$. The set $G(A)$ denotes the collection of all invertible elements in $A$. + Let $A$ be a unital Banach algebra and $x \in A$, then $x$ is \textbf{invertible} if there exists $x^{-1} \in A$ such that $xx^{-1} = x^{-1}x = 1$. The set $G(A)$ denotes the group of all invertible elements in $A$. \end{definition} -\begin{lemma} +\begin{lemma}[Neumann Series] \label{lemma:neumann-series} Let $A$ be a unital banach algebra and $x \in B_A(1, 1)$, then $x \in G(A)$ with \[ x^{-1} = \sum_{n = 0}^\infty (1 - x)^n \] + + and $\normn{x^{-1}}_A \le (1 - \norm{x})_A^{-1}$. \end{lemma} \begin{proof} Since $\norm{1 - x}_A < 1$, the series converges absolutely. Let $y = \sum_{n = 0}^\infty (1 - x)^n$, then @@ -50,3 +52,27 @@ (3): Since the inversion map is locally a power series, it is $C^\infty$ by \autoref{theorem:termwise-differentiation}. \end{proof} +\begin{proposition} +\label{proposition:swap-invertible} + Let $A$ be a unital Banach algebra and $x, y \in A$, then $1 - xy \in G(A)$ if and only if $1 - yx \in G(A)$. +\end{proposition} +\begin{proof}[Proof, {{\cite[Proposition I.3.4]{Zhu}}}. ] + If $1 - xy \in G(A)$, then + \begin{align*} + (1 - yx)[y(1 - xy)^{-1}x + 1] &= y(1 - xy)^{-1}x + 1 \\ + &-yxy(1 - xy)^{-1}x - yx \\ + &= y[(1 - xy)^{-1} - xy(1 - xy)^{-1}]x + 1 - yx \\ + &= yx + 1 - yx = 1 + \end{align*} + + Similarly, + \begin{align*} + [y(1 - xy)^{-1}x + 1](1 - yx) &= y(1 - xy)^{-1}x + 1 \\ + &-y(1 - xy)^{-1}xyx - yx \\ + &= y[(1 - xy)^{-1} - (1 - xy)^{-1}xy]y + 1 - yx \\ + &= yx + 1 - yx = 1 + \end{align*} + +\end{proof} + + diff --git a/src/op/banach/spectrum.tex b/src/op/banach/spectrum.tex new file mode 100644 index 0000000..0da111c --- /dev/null +++ b/src/op/banach/spectrum.tex @@ -0,0 +1,104 @@ +\section{The Spectrum} +\label{section:spectrum} + +\begin{definition}[Spectrum] +\label{definition:spectrum} + Let $A$ be a unital Banach algebra and $x \in A$, then + \[ + \sigma(x) = \sigma_A(x) = \bracs{\lambda \in \complex| \lambda - x \not\in G(A)} + \] + + is the \textbf{spectrum} of $x$ in $A$, and its complement is the \textbf{resolvent set} of $x$. +\end{definition} + +\begin{definition}[Spectral Radius] +\label{definition:spectral-radius} + Let $A$ be a unital Banach algebra and $x \in A$, then + \[ + [x]_{sp} = \sup\bracs{|\lambda|: \lambda \in \sigma_A(x)} + \] + + is the \textbf{spectral radius} of $x$. +\end{definition} + +\begin{definition}[Resolvent] +\label{definition:resolvent} + Let $A$ be a unital Banach algebra and $x \in A$, then + \[ + R_x: \complex \setminus \sigma_A(x) \to A \quad \lambda \mapsto \frac{1}{\lambda - x} + \] + + is the \textbf{resolvent} function of $x$, which is holomorphic on $\complex \setminus \sigma_A(x)$. +\end{definition} +\begin{proof} + By \autoref{proposition:banach-algebra-inverse}, the mapping $y \mapsto y^{-1}$ is smooth on $G(A)$. Hence $R_x: \complex \setminus \sigma_A(x) \to A$ is holomorphic. +\end{proof} + + +\begin{proposition} +\label{proposition:spectrum-non-empty} + Let $A$ be a unital Banach algebra and $x \in A$, then $\sigma_A(x) \ne \emptyset$. +\end{proposition} +\begin{proof} + Assume for contradiction that $\sigma_A(x) = \emptyset$, then by \autoref{definition:resolvent}, the resolvent + \[ + R_x: \complex \setminus \sigma_A(x) \to A \quad \lambda \mapsto \frac{1}{\lambda - x} + \] + + is an entire function. Since + \[ + R_x(\lambda) = \frac{1}{\lambda - x} = \frac{\lambda^{-1}}{1 - \lambda^{-1}x} + \] + + which tends to $0$ as $|\lambda| \to \infty$, $R_x \in H(\complex; A) \cap C_0(\complex; A)$. By \hyperref[Liouville's Theorem]{theorem:liouville}, $R_x = 0$, which is impossible. +\end{proof} + +\begin{theorem}[Gelfand-Naimark] +\label{theorem:gelfand-naimark} + Let $A$ be a unital Banach algebra. If every non-zero element of $A$ is invertible, then $A$ is isometrically isomorphic to $\complex$. +\end{theorem} +\begin{proof} + Let $x \in A$. By \autoref{proposition:spectrum-non-empty}, there exists $\lambda \in \sigma_A(x)$. Since $\lambda \cdot 1 - x$ is not invertible and every non-zero element of $A$ is invertible, $x = \lambda \cdot 1$. Therefore the mapping $\complex \to A$ defined by $\lambda \mapsto \lambda \cdot 1$ is an isometric isomorphism. +\end{proof} + +\begin{proposition} +\label{proposition:spectral-radius-hadamard} + Let $A$ be a unital Banach algebra and $x \in A$, then $[\cdot]_{sp} = \limsup_{n \to \infty}\normn{x^n}_A^{1/n}$. +\end{proposition} +\begin{proof} + Let $r = \limsup_{n \to \infty}\normn{x^n}_A^{1/n}$, then for any $\lambda \in \complex$ with $|\lambda| > r$, the series $\sum_{n = 0}^\infty \lambda^{-n-1}x^n$ converges absolutely, and to the inverse of $(x - \lambda)$. Therefore $r \ge [\cdot]_{sp}$. + + Let $D = \bracs{\lambda \in \complex|\ |\lambda| > [x]_{sp}}$, then since the series $\sum_{n = 0}^\infty \lambda^{-n-1}x^n$ is the expansion of $R_x$ at infinity, which is defined on $D$, it must converge on $D$. Let $\phi \in A^*$, then by the preceding discussion, the series $\sum_{n = 0}^\infty \lambda^{-n-1}\dpn{x^n, \phi}{A}$ converges on $D$. Thus for any $\lambda \in D$, + \[ + \sup_{n \in \natz}|\lambda^{-n-1} \dpn{x^n, \phi}{A}|^{1/n} < \infty + \] + + By the \hyperref[Uniform Boundedness Principle]{theorem:uniform-boundedness}, + \[ + \sup_{n \in \natz}|\lambda|^{-n-1} \cdot \normn{x^n}_A < \infty + \] + + Therefore $\limsup_{n \to \infty}\norm{x^n}_A^{1/n} \le [x]_{sp}$. +\end{proof} + + +\begin{proposition} +\label{proposition:spectrum-compact} + Let $A$ be a unital Banach algebra and $x \in A$, then $\sigma_A(x)$ is a compact subset of $B_\complex(0, \norm{x}_A)$. +\end{proposition} +\begin{proof} + By \autoref{proposition:banach-algebra-inverse}, $G(A)$ and hence the resolvent set of $x$ is open, so $\sigma_A(x)$ is closed. By \autoref{proposition:spectral-radius-hadamard}, $[x]_{sp} \le \norm{x}_A$. +\end{proof} + +\begin{proposition} +\label{proposition:spectrum-product-gymnastics} + Let $A$ be a unital Banach algebra and $x, y \in A$, then: + \begin{enumerate} + \item $\sigma(xy) \cup \bracs{0} = \sigma(yx) \cup \bracs{0}$. + \item $[xy]_{sp} = [yx]_{sp}$. + \end{enumerate} +\end{proposition} +\begin{proof} + (1): Let $\lambda \in \complex \setminus \bracs{0}$, then by \autoref{proposition:swap-invertible}, $\lambda - xy \in G(A)$ if and only if $\lambda - yx \in G(A)$. +\end{proof} + diff --git a/src/op/notation.tex b/src/op/notation.tex index c57bc82..bb25825 100644 --- a/src/op/notation.tex +++ b/src/op/notation.tex @@ -5,4 +5,10 @@ \textbf{Notation} & \textbf{Description} & \textbf{Source} \\ \hline $1$ & Identity element of a unital algebra. & \autoref{definition:unital-banach-algebra} \\ + $G(A)$ & Invertible group of a unital algebra. & \autoref{definition:banach-algebra-invertible} \\ + $G_0(A)$ & The identity component of $G(A)$. & \autoref{definition:identity-component} \\ + $I(A)$ & The index group of $A$. & \autoref{definition:index-group} \\ + $\sigma_A(x) = \sigma(x)$ & The spectrum of $x$ in $A$. & \autoref{definition:spectrum} \\ + $R_x(\lambda)$ & The resolvent of $x$. & \autoref{definition:resolvent} \\ + $[x]_{sp}$ The spectral radius of $x$. & \autoref{definition:spectral-radius} \end{tabular} \ No newline at end of file